Seattle Broker Rhonda Breard Barred for Defrauding Clients, Converting Customer Funds to Personal Use (Business Wire via Yahoo! Finance)

WASHINGTON—-The Financial Industry Regulatory Authority announced today that it has permanently barred Kirkland, WA, broker Rhonda Lee Breard from the securities industry for defrauding at least 38 clients of at least $8 million through a scheme that involved converting client funds to her personal use while sending falsified account statements to her [...]

WASHINGTON—-The Financial Industry Regulatory Authority announced today that it has permanently barred Kirkland, WA, broker Rhonda Lee Breard from the securities industry for defrauding at least 38 clients of at least $8 million through a scheme that involved converting client funds to her personal use while sending falsified account statements to her customers.

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